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Fca Multiple Principal Agreement

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an agreement with several principals must contain all the necessary or desirable provisions to: take appropriate measures to verify whether the appointed representative has already been appointed by one or more other contracting authorities and, where appropriate, to contact those other contracting entities; such measures should include the questioning of the designated representative and the review of the financial services register; The ACF found that the contracting entities surveyed had “weak or underdeveloped” governance systems, including a lack of effective risk management, internal control and resources. .

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